Chung, Sung-min
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2020-05-05 | Rep | Dealing in securities | 2020-05-05 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-08-23 | 2016-05-18 | Rep | Advising on securities | 2010-08-23 | 2016-05-18 | Rep | Dealing in securities | 2010-08-23 | 2016-05-18 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-08-23 | 2016-05-18 | Rep | Advising on securities | 2010-08-23 | 2016-05-18 | Rep | Dealing in securities | 2010-08-23 | 2016-05-18 |
| 4 | Neutral Financial Holding Company Limited | RO | Advising on corporate finance | 2017-08-18 | 2018-06-30 | RO | Advising on securities | 2017-08-18 | 2018-06-30 | RO | Dealing in securities | 2017-08-18 | 2018-06-30 |
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