Au, Kim Fung 區劍峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2017-01-04 | 2020-06-05 |
| 2 | LUK FOOK FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2012-02-06 | |
| 3 | LUK FOOK SECURITIES (HK) LIMITED | RO | Dealing in securities | 2012-02-06 | RO | Advising on securities | 2012-06-25 | RO | Asset management | 2013-12-05 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-10-20 | 2011-11-15 |
| 5 | RHB SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2005-09-07 | 2011-11-15 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | RO | Dealing in securities | 2005-09-01 | |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-09-01 |
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