Lam, Ting Yu (SFC:AGK850) 林鼎宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central International Securities Limited | RO | Advising on securities | 2024-03-21 | RO | Dealing in securities | 2024-03-21 |
| 2 | Dingxin (Securities) Limited | RO | Advising on securities | 2019-12-18 | 2023-06-05 | RO | Dealing in securities | 2019-12-18 | 2023-06-05 | RO | Asset management | 2022-09-20 | 2023-06-05 |
| 3 | GAOYU SECURITIES LIMITED | Rep | Asset management | 2023-07-05 | 2023-10-05 | Rep | Dealing in securities | 2023-07-05 | 2023-10-05 | RO | Asset management | 2023-10-05 | 2023-12-10 | RO | Dealing in securities | 2023-10-05 | 2023-12-10 |
| 4 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2006-04-19 | 2018-07-09 | Rep | Advising on securities | 2006-05-09 | 2018-07-09 |
| 5 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2018-07-17 | 2018-08-28 | Rep | Advising on securities | 2018-07-17 | 2018-12-24 | RO | Dealing in securities | 2018-08-28 | 2018-12-24 |
| 6 | SR Wealth Securities Limited | RO | Dealing in securities | 2019-01-03 | 2019-05-31 | RO | Advising on securities | 2019-04-17 | 2019-05-31 |
| 7 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-28 | 2006-04-10 |
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