Hong, James Shu Kin (SFC:AAK376) 洪樹堅

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS Asset Management (Hong Kong) Limited RO Advising on securities 2009-10-31
RO Asset management 2009-10-31

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