Chu, Joel Jens 朱喬立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2013-12-19 | 2014-11-28 | Rep | Dealing in futures contracts | 2014-01-22 | 2014-11-28 |
| 2 | MIDAS CAPITAL PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2016-04-12 | 2017-04-30 | Rep | Asset management | 2016-04-12 | 2017-04-30 |
| 3 | WINNINGTON CAPITAL LIMITED | Rep | Advising on futures contracts | 2006-05-26 | 2008-12-01 | Rep | Advising on securities | 2006-05-26 | 2008-12-01 | Rep | Asset management | 2006-05-26 | 2008-12-01 |
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