Lau, Wai Chun (SFC:ACY158) 劉偉駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2016-03-07 | 2022-11-08 | Rep | Dealing in securities | 2016-03-07 | 2022-11-08 | Rep | Asset management | 2017-02-10 | 2022-11-08 | RO | Advising on securities | 2022-11-08 | RO | Asset management | 2022-11-08 | RO | Dealing in securities | 2022-11-08 |
| 2 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on securities | 2012-10-26 | 2016-02-26 | Rep | Asset management | 2012-10-26 | 2016-02-26 | Rep | Dealing in securities | 2012-10-26 | 2016-02-26 | Rep | Advising on futures contracts | 2015-09-23 | 2016-02-26 |
| 3 | LOMBARD CAPITAL LIMITED (d2007-12-07) | Rep | Advising on corporate finance | 2003-05-07 | 2005-08-03 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2005-12-21 | 2006-06-01 | Rep | Advising on securities | 2005-12-21 | 2006-06-01 | Rep | Dealing in securities | 2005-12-21 | 2006-06-01 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-03-28 | Rep | Asset management | 2024-03-28 | Rep | Dealing in securities | 2024-03-28 |
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