Mak, Winnie (SFC:ADK738) 麥蔚誼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2004-03-16 | 2004-08-02 | Rep | Asset management | 2004-03-16 | 2004-08-02 |
| 2 | Chinese Strategic Asset Management Limited | Rep | Asset management | 2016-06-28 | 2017-01-31 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-04-04 | 2005-07-22 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-15 | Rep | Asset management | 2003-12-15 | Rep | Advising on securities | 2004-01-28 |
| 5 | Japaninvest (Hong Kong) Limited | Rep | Advising on securities | 2012-10-10 | 2013-03-14 |
| 6 | MUFG Securities Asia Limited | Rep | Advising on securities | 2012-03-07 | 2012-07-04 |
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