Zau, Audrey Ai Wei 曹靄為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BHI Investment Advisors (Asia) Limited (d2017-03-13) | RO | Advising on securities | 2011-01-04 | 2015-10-07 | RO | Dealing in securities | 2011-01-04 | 2015-10-07 |
| 2 | HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-06-10 | Rep | Asset management | 2003-06-10 | Rep | Advising on securities | 2003-08-01 | RO | Advising on securities | 2003-08-01 | 2010-11-08 | RO | Dealing in securities | 2005-06-02 | 2010-11-08 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2019-07-18 | Rep | Dealing in securities | 2019-07-18 |
| 4 | Rothschild & Co Wealth Management Hong Kong Limited | Rep | Advising on securities | 2015-10-29 | 2015-11-06 | Rep | Dealing in securities | 2015-10-29 | 2015-11-06 | RO | Advising on securities | 2015-11-06 | 2019-06-30 | RO | Dealing in securities | 2015-11-06 | 2019-06-30 |
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