Woo, Wai Tong 胡偉堂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-04-29 | |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-04-29 | |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-04-29 | |
| 4 | TRIBRIDGE INVESTMENT PARTNERS LIMITED | Rep | Advising on securities | 2004-11-05 | 2006-06-02 |
| 5 | Leading Securities Company Limited | Rep | Advising on securities | 2016-01-14 | 2016-01-15 |
| 6 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2017-06-27 | 2017-08-08 |
| 7 | Nomura Asia Investment (Hong Kong) Limited | Rep | Asset management | 2004-04-29 | |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-04-29 | |
| 9 | TRIBRIDGE INVESTMENT PARTNERS LIMITED | Rep | Asset management | 2004-11-05 | 2006-06-02 |
| 10 | Leading Securities Company Limited | Rep | Asset management | 2016-01-14 | 2016-01-15 |
| 11 | Privium Fund Management (HK) Limited | Rep | Asset management | 2021-08-20 | 2021-10-15 |
| 12 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-04-29 | |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-29 | |
| 14 | Leading Securities Company Limited | Rep | Dealing in securities | 2016-01-14 | 2016-01-15 |
| 15 | GAYANG SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-27 | 2017-08-08 |
| 16 | QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2011-10-19 | 2015-12-07 |
| 17 | Leading Securities Company Limited | RO | Advising on securities | 2016-01-15 | 2016-12-09 |
| 18 | GAYANG SECURITIES LIMITED | RO | Advising on securities | 2017-08-08 | 2018-07-25 |
| 19 | Da Heng Qin (Hong Kong) Company Limited | RO | Advising on securities | 2022-08-18 | |
| 20 | QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | RO | Asset management | 2011-10-19 | 2015-12-07 |
| 21 | Leading Securities Company Limited | RO | Asset management | 2016-01-15 | 2016-12-09 |
| 22 | GAYANG SECURITIES LIMITED | RO | Asset management | 2017-12-21 | 2018-07-25 |
| 23 | Blossomhill Investment Limited | RO | Asset management | 2019-02-01 | 2021-07-21 |
| 24 | Privium Fund Management (HK) Limited | RO | Asset management | 2021-10-15 | 2022-06-27 |
| 25 | Da Heng Qin (Hong Kong) Company Limited | RO | Asset management | 2022-08-18 | |
| 26 | Leading Securities Company Limited | RO | Dealing in securities | 2016-01-15 | 2016-12-09 |
| 27 | GAYANG SECURITIES LIMITED | RO | Dealing in securities | 2017-08-08 | 2018-07-25 |
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