Lee, Sai Fan 李世璠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2007-03-15 | 2008-09-17 | Rep | Advising on futures contracts | 2007-05-11 | 2008-09-17 | Rep | Asset management | 2007-05-11 | 2008-09-17 | Rep | Dealing in securities | 2007-05-11 | 2008-09-17 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2004-01-27 | 2006-10-27 |
| 3 | HEXA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-10-19 | 2018-11-07 | Rep | Asset management | 2015-10-19 | 2018-11-07 | RO | Advising on securities | 2018-11-07 | 2023-09-30 | RO | Asset management | 2018-11-07 | 2023-09-30 |
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