Ng, Raymond Wai Man (SFC:AFT926) 吳偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2009-09-18 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2009-09-18 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-07-23 | Rep | Advising on securities | 2004-07-23 | Rep | Asset management | 2004-07-23 | Rep | Automated trading services | 2004-07-23 | Rep | Dealing in securities | 2006-07-10 |
| 4 | SDHG International Securities Limited | Rep | Dealing in securities | 2008-10-09 | 2009-06-26 |
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