Pang, Piecco Wai Yin 彭偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Alpha Capital Management Limited | RO | Asset management | 2016-08-22 | 2018-06-16 |
| 2 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2012-02-29 | 2012-08-28 | Rep | Dealing in securities | 2012-02-29 | 2012-08-28 |
| 3 | Continuum Capital Limited | RO | Asset management | 2013-03-07 | 2016-08-04 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2008-07-01 |
| 5 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2005-03-23 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-09-07 | 2008-07-01 |
| 7 | Zhong Shan Asset Management Limited | RO | Advising on securities | 2018-06-28 | 2022-12-31 | RO | Asset management | 2018-06-28 | 2022-12-31 |
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