Liem, Christopher
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-26 | 2008-09-29 | Rep | Dealing in securities | 2006-10-26 | 2008-09-29 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2005-08-15 | 2006-08-30 |
| 3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-21 | Rep | Advising on securities | 2004-01-21 | Rep | Asset management | 2004-01-21 | Rep | Dealing in securities | 2006-08-30 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2010-06-12 | Rep | Dealing in securities | 2008-10-10 | 2010-06-12 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-08 | 2010-06-12 | Rep | Dealing in futures contracts | 2010-02-03 | 2010-06-12 |
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