Cook, Stephen Gerald (SFC:AIC255)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2008-09-10 | Rep | Dealing in securities | 2008-08-20 | 2008-09-10 |
| 2 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-05-20 | Rep | Asset management | 2003-05-20 | Rep | Automated trading services | 2004-08-18 | Rep | Dealing in futures contracts | 2004-08-18 | Rep | Dealing in securities | 2003-05-23 | 2004-08-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy