Leung, Pui Yin (SFC:AIO017) 梁佩妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-08-17 | Rep | Asset management | 2004-08-17 | Rep | Advising on securities | 2006-09-04 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-11-11 | |
| 3 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2010-10-29 | 2011-04-05 | Rep | Dealing in securities | 2010-10-29 | 2011-04-05 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-05 | 2010-02-08 |
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