Wong, Tin Lam (SFC:AKI638) 黃天嵐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-24 | 2008-06-28 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-08-18 | 2008-06-28 |
| 3 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2004-04-07 | 2005-08-20 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2004-04-07 | 2005-08-20 |
| 5 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-09-27 | 2006-07-18 |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2006-08-18 | 2008-06-28 |
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