Lau, Fu Man 劉富民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BC Asia Asset Management Limited | RO | Asset management | 2021-06-30 | 2021-11-05 | RO | Dealing in securities | 2021-06-30 | 2021-11-05 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2005-08-08 | 2009-11-23 | Rep | Dealing in futures contracts | 2006-08-18 | 2009-11-23 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | 2010-09-17 | Rep | Dealing in securities | 2008-06-05 | 2010-09-17 | Rep | Advising on futures contracts | 2008-06-24 | 2010-09-17 | Rep | Advising on securities | 2008-06-24 | 2010-09-17 | Rep | Advising on futures contracts | 2012-06-01 | 2015-09-25 | Rep | Dealing in futures contracts | 2012-06-01 | 2015-09-25 | Rep | Dealing in securities | 2014-01-17 | 2015-09-25 |
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