Tong, Tung Kiu (SFC:AMY555) 湯東橋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-01-23 | 2008-09-10 | Rep | Dealing in securities | 2008-01-23 | 2008-09-10 |
| 2 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-01-23 | 2008-09-10 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-01-23 | 2008-09-10 |
| 4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-01-23 | 2006-07-10 |
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