Chow, Yat Chun 鄒溢駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-01-15 | 2009-10-01 | Rep | Dealing in securities | 2014-12-15 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2016-11-30 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-01-15 | 2009-10-01 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-01-15 | 2009-10-01 | Rep | Dealing in securities | 2014-12-15 | 2016-06-30 |
| 4 | DATANG FINANCIAL HOLDING CO., LIMITED | RO | Advising on securities | 2017-02-10 | RO | Asset management | 2017-02-10 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-01-17 | 2009-01-03 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-11-21 | 2009-01-03 |
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