Yeoh, Jonathan Sheung Chern
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-22 | 2008-11-24 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2006-02-20 | 2008-11-24 |
| 3 | Crosby Securities Limited | Rep | Advising on securities | 2015-08-19 | 2015-09-07 | Rep | Dealing in securities | 2015-08-19 | 2015-09-07 | RO | Advising on securities | 2015-09-07 | 2018-03-01 | RO | Dealing in securities | 2015-09-07 | 2018-03-01 |
| 4 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2009-06-22 | 2009-10-16 |
| 5 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2013-07-29 | 2015-07-13 | Rep | Advising on securities | 2013-07-29 | 2015-07-13 | Rep | Dealing in futures contracts | 2013-07-29 | 2015-07-13 | Rep | Dealing in securities | 2013-07-29 | 2015-07-13 |
| 6 | Keefe, Bruyette & Woods Asia Limited | Rep | Dealing in securities | 2010-03-04 | 2012-08-06 | RO | Dealing in securities | 2012-08-06 | 2012-11-14 |
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