Lam, Kuen (SFC:ANJ657) 林娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Athos Capital Limited | Rep | Asset management | 2021-03-30 | 2023-09-30 |
| 2 | DTC Investment Management (HK) Limited | Rep | Asset management | 2010-01-27 | 2010-07-26 |
| 3 | MY.Alpha Management HK Advisors Limited | Rep | Asset management | 2023-10-18 | |
| 4 | Oasis Management (Hong Kong) | Rep | Advising on futures contracts | 2006-05-16 | 2008-12-04 | Rep | Advising on securities | 2006-05-16 | 2008-12-04 | Rep | Asset management | 2006-05-16 | 2008-12-04 |
| 5 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2016-11-30 | 2019-10-08 | Rep | Dealing in securities | 2016-11-30 | 2019-10-08 |
| 6 | Shangding International Asset Management Company Limited | Rep | Asset management | 2011-01-06 | 2016-05-02 |
| 7 | Titan Capital Services Limited | Rep | Asset management | 2010-11-19 | 2010-12-31 |
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