Cao, Junyang 曹駿暘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2021-07-27 | Rep | Dealing in securities | 2021-07-27 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-10-10 | 2013-05-13 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-12-13 | 2008-09-29 |
| 4 | PIMCO Asia Limited | Rep | Advising on securities | 2018-01-19 | 2021-07-09 | Rep | Asset management | 2018-01-19 | 2021-07-09 | Rep | Dealing in securities | 2018-01-19 | 2021-07-09 |
| 5 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2015-06-01 | 2017-10-30 | Rep | Dealing in securities | 2015-06-01 | 2017-10-30 |
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