Lundy, Travis Stuart
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2017-01-13 | Rep | Asset management | 2017-01-13 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-12-18 | 2007-03-19 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-12-18 | 2007-03-19 | Rep | Dealing in securities | 2006-12-18 | 2007-03-19 |
| 4 | Deltroit (Hong Kong) Limited | Rep | Advising on securities | 2011-09-23 | 2014-12-12 | Rep | Asset management | 2011-09-23 | 2014-12-12 |
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