Becker, Michael Nicolas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIDAO CAPITAL LIMITED | RO | Advising on securities | 2008-07-15 | 2009-09-30 | RO | Asset management | 2008-07-15 | 2009-09-30 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2007-03-28 | 2007-06-16 |
| 3 | Shangding International Asset Management Company Limited | RO | Asset management | 2010-09-08 | 2015-12-04 |
| 4 | Zaaba Capital Limited | RO | Asset management | 2015-12-16 | 2024-03-31 |
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