Wang, Jinyin 王金印
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-06-12 | 2008-09-29 | Rep | Dealing in securities | 2007-06-12 | 2008-09-29 |
| 2 | Mirae Asset Capital (China) Limited | RO | Advising on securities | 2022-02-24 | RO | Asset management | 2022-02-24 | RO | Dealing in securities | 2024-02-28 |
| 3 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | RO | Advising on securities | 2020-03-23 | RO | Asset management | 2020-03-23 | Rep | Dealing in securities | 2022-02-24 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-09 | 2008-11-15 | Rep | Dealing in securities | 2008-10-09 | 2008-11-15 |
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