Li, John Xun 李迅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Asset management | 2013-03-14 | 2013-07-19 | RO | Asset management | 2013-07-19 | 2015-01-29 | RO | Advising on securities | 2014-04-14 | 2015-01-29 | RO | Dealing in securities | 2014-04-14 | 2015-01-29 |
| 2 | Greenland (Asia) Securities Co., Limited | RO | Advising on securities | 2019-11-25 | 2022-04-06 | RO | Asset management | 2019-11-25 | 2022-04-06 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-25 | 2010-03-23 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-25 | 2010-03-23 |
| 5 | Pinxin (Hong Kong) Asset Management Co. Limited | RO | Asset management | 2015-11-09 | 2017-01-11 |
| 6 | Sinocon Capital International Limited | Rep | Advising on securities | 2022-06-02 | 2022-06-20 | Rep | Asset management | 2022-06-02 | 2022-06-20 | RO | Advising on securities | 2022-06-20 | RO | Asset management | 2022-06-20 |
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