Wong, Shu Sing 王樹昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-10-28 | 2010-12-29 | Rep | Dealing in futures contracts | 2013-08-09 | 2015-02-14 | Rep | Dealing in futures contracts | 2015-05-28 | 2016-05-04 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-28 | 2010-12-29 | Rep | Dealing in securities | 2013-08-09 | 2015-02-14 | Rep | Dealing in securities | 2015-05-28 | 2016-05-04 |
| 3 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-25 | 2008-04-21 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-26 | 2008-10-25 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-21 | 2008-10-25 |
| 6 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2013-02-26 | 2013-08-05 |
| 7 | Long Bridge HK Limited | RO | Advising on securities | 2020-12-01 | 2021-11-19 | RO | Asset management | 2020-12-01 | 2021-11-19 | RO | Dealing in securities | 2020-12-01 | 2021-11-19 |
| 8 | UNITED ZONE INVESTMENT LIMITED | Rep | Advising on securities | 2017-01-18 | 2017-02-16 | Rep | Asset management | 2017-01-18 | 2017-02-16 | Rep | Dealing in futures contracts | 2017-01-18 | 2017-02-16 | Rep | Dealing in securities | 2017-01-18 | 2017-02-16 | RO | Advising on securities | 2017-02-16 | 2020-04-10 | RO | Asset management | 2017-02-16 | 2020-04-10 | RO | Dealing in futures contracts | 2017-02-16 | 2020-04-10 | RO | Dealing in securities | 2017-02-16 | 2020-04-10 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-04-21 | 2015-05-15 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-04-21 | 2015-05-15 |
| 11 | XIN HUA SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2016-10-18 | 2017-01-18 | RO | Dealing in futures contracts | 2016-10-18 | 2017-01-18 |
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