Nicot, Cynthia (SFC:APJ348)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2016-05-30 | 2016-10-27 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-03 | 2008-09-29 | Rep | Dealing in securities | 2007-08-03 | 2008-09-29 |
| 3 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-03 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-03 | 2008-09-29 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-12-11 | 2009-10-30 |
| 6 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-12-11 | 2009-07-31 | Rep | Dealing in securities | 2008-12-11 | 2009-07-31 | Rep | Automated trading services | 2008-12-18 | 2009-07-31 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-11-07 | Rep | Dealing in securities | 2008-10-10 | 2008-11-07 |
| 8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-11 | 2009-10-30 | Rep | Dealing in securities | 2008-12-11 | 2009-10-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy