To, Sam Hung 杜三鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-08-06 | 2009-09-13 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-06 | 2009-09-13 |
| 3 | CHINA SILVER BULLET SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-02-28 | 2024-03-14 | Rep | Asset management | 2024-02-28 | 2024-03-14 | Rep | Dealing in securities | 2024-02-28 | 2024-03-14 | RO | Advising on securities | 2024-03-14 | RO | Asset management | 2024-03-14 | RO | Dealing in securities | 2024-03-14 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-11-23 | 2018-06-20 |
| 5 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2014-10-03 | 2014-10-23 | Rep | Asset management | 2014-10-03 | 2014-10-23 |
| 6 | GLOBAL AMPLE ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-04-26 | 2022-12-27 | RO | Asset management | 2022-04-26 | 2022-12-27 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-06-22 | 2019-10-31 |
| 8 | PRUDENCE GLOBAL CAPITAL MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-12-28 | 2024-02-17 | RO | Asset management | 2022-12-28 | 2024-02-17 |
| 9 | Public Financial Securities Limited | Rep | Dealing in securities | 2010-03-19 | 2011-04-22 |
| 10 | ShanZe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2021-10-26 | 2021-12-31 | RO | Asset management | 2021-10-26 | 2021-12-31 |
| 11 | STI Asset Management Limited | Rep | Advising on securities | 2013-08-26 | 2014-09-30 | Rep | Asset management | 2013-08-26 | 2014-09-30 |
| 12 | Target Securities International Limited | RO | Advising on securities | 2020-12-17 | 2021-09-22 | RO | Asset management | 2020-12-17 | 2021-09-22 | RO | Dealing in securities | 2020-12-17 | 2021-09-22 |
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