Pai, Arun Madhavaraya
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KRISTAL ADVISORS (HK) LIMITED | Rep | Advising on securities | 2017-02-20 | 2020-02-29 | Rep | Asset management | 2017-02-20 | 2020-02-29 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-16 | 2007-09-24 | Rep | Dealing in securities | 2007-08-16 | 2007-09-24 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-16 | 2007-09-24 |
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