Makhija, Tarun Ram
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2008-07-25 | 2009-11-23 | Rep | Advising on securities | 2008-07-25 | 2009-11-23 | Rep | Dealing in futures contracts | 2008-07-25 | 2009-11-23 | Rep | Dealing in securities | 2008-07-25 | 2009-11-23 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-08-01 | 2013-08-18 | Rep | Dealing in securities | 2013-08-01 | 2013-08-18 | Rep | Dealing in futures contracts | 2013-11-04 | 2013-11-15 | Rep | Dealing in securities | 2013-11-04 | 2013-11-15 | Rep | Dealing in futures contracts | 2014-04-04 | 2014-04-16 | Rep | Dealing in securities | 2014-04-04 | 2014-04-16 | Rep | Dealing in futures contracts | 2014-06-09 | 2016-07-29 | Rep | Dealing in securities | 2014-06-09 | 2016-07-29 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-08-16 | 2011-01-18 | Rep | Advising on securities | 2007-08-16 | 2011-01-18 | Rep | Dealing in futures contracts | 2007-08-16 | 2011-01-18 | Rep | Dealing in securities | 2007-08-16 | 2011-01-18 |
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