Lai, Tsz Lung 黎子龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-10-15 | 2008-09-26 |
| 2 | CARLYON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-04-21 | 2021-11-15 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-11-01 | 2015-04-30 | Rep | Dealing in futures contracts | 2013-11-01 | 2015-04-30 | Rep | Dealing in futures contracts | 2016-06-02 | 2017-05-12 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2013-11-01 | 2015-04-30 | Rep | Asset management | 2013-11-01 | 2015-04-30 | Rep | Dealing in securities | 2013-11-01 | 2015-04-30 | Rep | Asset management | 2016-06-02 | 2017-05-12 | Rep | Dealing in securities | 2016-06-02 | 2017-05-12 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-31 | 2009-12-11 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-03-20 | 2009-05-15 |
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