Ng, Michael Chun Man 吳俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2016-11-16 | 2018-05-25 | Rep | Dealing in securities | 2016-11-16 | 2018-05-25 |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Advising on corporate finance | 2012-08-22 | 2012-08-31 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2018-06-04 | 2018-10-29 | Rep | Dealing in securities | 2018-06-04 | 2019-03-23 | RO | Advising on corporate finance | 2018-10-29 | 2019-03-23 |
| 4 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-04 | 2018-10-29 | Rep | Dealing in securities | 2018-06-04 | 2019-03-23 | RO | Advising on corporate finance | 2018-10-29 | 2019-03-23 |
| 5 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-07-02 | 2019-07-12 | Rep | Dealing in securities | 2019-07-02 | 2020-05-13 | RO | Advising on corporate finance | 2019-07-12 | 2022-01-31 | RO | Dealing in securities | 2020-05-13 | 2022-01-31 |
| 6 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-05-07 | 2008-08-16 |
| 7 | INCU CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2012-09-17 | 2014-03-26 |
| 8 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-23 | 2011-08-08 |
| 9 | Mirae Asset Securities (HK) Limited | Rep | Advising on corporate finance | 2008-10-20 | 2009-02-28 |
| 10 | Taihe Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2023-04-06 | 2023-09-30 | RO | Dealing in securities | 2023-04-06 | 2023-09-30 |
| 11 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2010-10-15 | 2011-04-11 | Rep | Advising on securities | 2010-10-15 | 2011-04-11 | Rep | Asset management | 2010-10-15 | 2011-04-11 | Rep | Dealing in securities | 2010-10-15 | 2011-04-11 |
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