Sturmey, Jonathan William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-10-22 | 2009-01-08 | Rep | Dealing in securities | 2008-10-22 | 2009-01-08 | RO | Advising on corporate finance | 2009-01-08 | 2010-07-02 | RO | Dealing in securities | 2009-01-08 | 2010-07-02 |
| 2 | Religare Capital Markets (Hong Kong) Limited | RO | Advising on corporate finance | 2012-05-14 | 2014-06-30 | RO | Advising on securities | 2012-05-14 | 2014-06-30 | RO | Dealing in securities | 2012-05-14 | 2014-06-30 |
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