Winoker, Steven Eric
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-03-08 | 2010-03-09 | Rep | Advising on securities | 2011-03-09 | 2011-03-14 |
| 2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-06-20 | 2013-06-24 | Rep | Advising on securities | 2016-02-29 | 2016-03-01 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-09-28 | 2018-10-04 |
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