Briscoe, Hayden Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-09-06 | 2010-09-07 | Rep | Advising on securities | 2011-02-21 | 2011-02-28 | Rep | Advising on securities | 2011-06-21 | 2011-07-03 | Rep | Advising on securities | 2011-09-19 | 2011-09-24 | Rep | Advising on securities | 2012-02-13 | 2012-02-15 | Rep | Advising on securities | 2012-06-25 | 2012-06-27 | Rep | Advising on futures contracts | 2013-01-14 | 2013-03-28 | Rep | Advising on securities | 2013-01-14 | 2013-03-28 | Rep | Asset management | 2013-01-14 | 2013-03-28 | Rep | Dealing in futures contracts | 2013-01-14 | 2013-03-28 | Rep | Dealing in securities | 2013-01-14 | 2013-03-28 | RO | Advising on futures contracts | 2013-03-28 | 2016-04-18 | RO | Advising on securities | 2013-03-28 | 2016-04-18 | RO | Asset management | 2013-03-28 | 2016-04-18 | RO | Dealing in futures contracts | 2013-03-28 | 2016-04-18 | RO | Dealing in securities | 2013-03-28 | 2016-04-18 |
2 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-08-16 | 2020-08-11 | Rep | Asset management | 2016-08-16 | 2020-08-11 | Rep | Dealing in securities | 2016-08-16 | 2020-08-11 | RO | Advising on securities | 2020-08-11 | 2024-05-31 | RO | Asset management | 2020-08-11 | 2024-05-31 | RO | Dealing in securities | 2020-08-11 | 2024-05-31 |
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