You, Qian 尤謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMPLE CAPITAL LIMITED | Rep | Advising on securities | 2017-08-21 | 2018-11-30 | Rep | Asset management | 2017-08-21 | 2018-11-30 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2011-05-25 | 2011-08-08 |
| 3 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2010-10-29 | 2011-05-11 | Rep | Advising on securities | 2010-10-29 | 2011-05-11 | Rep | Asset management | 2010-10-29 | 2011-05-11 | Rep | Dealing in securities | 2010-10-29 | 2011-05-11 | Rep | Advising on securities | 2019-02-27 | 2021-12-16 | Rep | Asset management | 2019-02-27 | 2021-12-16 | Rep | Dealing in securities | 2019-04-15 | 2021-12-16 |
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