Harned, Douglas Stuart
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-11-02 | 2010-11-10 | Rep | Advising on securities | 2011-11-02 | 2011-11-04 |
| 2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2012-10-31 | 2012-11-05 | Rep | Advising on securities | 2013-11-01 | 2013-11-10 | Rep | Advising on securities | 2014-11-05 | 2014-11-11 | Rep | Advising on securities | 2015-11-02 | 2015-11-07 | Rep | Advising on securities | 2016-11-02 | 2016-11-07 | Rep | Advising on securities | 2017-10-30 | 2017-11-03 | Rep | Advising on securities | 2018-10-29 | 2018-11-02 | Rep | Advising on securities | 2019-10-31 | 2019-11-05 |
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