Yeung, Kim Wa 楊劍華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-10-27 | 2019-07-04 | Rep | Dealing in securities | 2017-10-27 | 2019-07-04 |
| 2 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-07-16 | Rep | Dealing in securities | 2019-07-16 |
| 3 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-12-03 | 2011-02-08 |
| 4 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2010-12-03 | 2011-02-08 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-03-15 | 2017-10-08 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-03-15 | 2017-10-08 | Rep | Dealing in securities | 2016-03-15 | 2017-10-08 |
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