Lu, Shurui 呂姝睿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2014-01-17 | Rep | Dealing in securities | 2012-07-03 | 2014-01-17 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-02-10 | Rep | Advising on securities | 2014-02-10 | Rep | Dealing in securities | 2014-02-10 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-11-21 | 2012-06-30 | Rep | Dealing in securities | 2011-11-21 | 2012-06-30 |
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