Chen, Chun-Ning 陳鈞寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2022-11-24 | 2023-04-17 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2014-06-13 | 2019-04-30 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-11-25 | 2014-03-15 |
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