Serrant, Hamille Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-12-30 | 2012-03-30 | Rep | Dealing in securities | 2011-12-30 | 2012-03-30 | Rep | Dealing in futures contracts | 2012-04-02 | 2012-05-29 | Rep | Dealing in securities | 2012-04-02 | 2012-05-29 |
| 2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2018-07-10 | 2018-08-17 | Rep | Dealing in securities | 2018-07-10 | 2018-08-17 |
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