Yu, Hui (SFC:AYS989) 俞慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-08 | 2018-10-26 | Rep | Advising on securities | 2018-06-08 | 2018-10-26 | RO | Advising on corporate finance | 2018-10-26 | 2020-11-26 | RO | Advising on securities | 2018-10-26 | 2020-11-26 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-06-08 | 2018-10-26 | Rep | Dealing in securities | 2018-06-08 | 2018-10-26 | RO | Advising on securities | 2018-10-26 | 2020-11-26 | RO | Dealing in securities | 2018-10-26 | 2020-11-26 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-09-07 | |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-09-07 | |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2015-11-23 | Rep | Advising on securities | 2012-01-13 | 2015-11-23 | Rep | Dealing in securities | 2012-01-13 | 2015-11-23 | RO | Advising on corporate finance | 2015-11-23 | 2018-05-02 | RO | Advising on securities | 2015-11-23 | 2018-05-02 | RO | Dealing in securities | 2015-11-23 | 2018-05-02 | Rep | Advising on corporate finance | 2020-12-07 | 2021-04-07 | Rep | Advising on securities | 2020-12-07 | 2021-04-07 | Rep | Dealing in securities | 2020-12-07 | 2021-04-07 | RO | Advising on corporate finance | 2021-04-07 | 2022-12-14 | RO | Advising on securities | 2021-04-07 | 2022-12-14 | RO | Dealing in securities | 2021-04-07 | 2022-12-14 |
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