Cheung, Lik Tung Carrie 張力彤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2013-08-22 | 2015-11-30 | Rep | Dealing in futures contracts | 2013-08-22 | 2020-09-21 | Rep | Dealing in securities | 2013-08-22 | 2020-09-21 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-09-04 | 2013-04-30 | Rep | Advising on securities | 2012-09-04 | 2013-04-30 | Rep | Automated trading services | 2012-09-04 | 2013-04-30 | Rep | Dealing in futures contracts | 2012-09-04 | 2013-04-30 | Rep | Dealing in securities | 2012-09-04 | 2013-04-30 |
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