Lau, Sin Yu (SFC:BAF288) 劉善渝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-09-17 | 2017-08-23 | Rep | Advising on securities | 2012-09-17 | 2017-08-23 | Rep | Dealing in securities | 2012-09-17 | 2017-08-23 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2012-09-17 | 2017-08-23 | Rep | Advising on securities | 2012-09-17 | 2017-08-23 | Rep | Dealing in securities | 2012-09-17 | 2017-08-23 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-03-27 | Rep | Advising on securities | 2018-03-27 | Rep | Dealing in securities | 2018-03-27 |
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