Sun Mattison, Linda Wu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-05-03 | 2015-10-16 | Rep | Dealing in securities | 2013-05-03 | 2015-10-16 | Rep | Advising on securities | 2016-01-18 | 2016-01-24 | Rep | Advising on securities | 2016-03-18 | 2016-03-29 | Rep | Advising on securities | 2016-05-23 | 2016-05-31 | Rep | Advising on securities | 2016-08-22 | 2016-09-02 | Rep | Advising on securities | 2016-10-24 | 2016-10-28 | Rep | Advising on securities | 2017-01-10 | 2017-01-24 | Rep | Advising on securities | 2017-03-22 | 2017-03-31 | Rep | Advising on securities | 2017-06-19 | 2017-06-30 | Rep | Advising on securities | 2017-08-18 | 2017-08-30 | Rep | Advising on securities | 2018-01-26 | 2018-02-02 | Rep | Advising on securities | 2018-06-26 | 2018-07-06 | Rep | Advising on securities | 2018-08-21 | 2018-08-29 | Rep | Advising on securities | 2018-10-22 | 2019-08-03 | Rep | Dealing in securities | 2018-10-22 | 2019-08-03 |
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