Lam, Sai Ho (SFC:BBP886) 林世豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2022-09-07 | 2023-11-02 | Rep | Asset management | 2022-09-07 | 2023-11-02 | Rep | Dealing in securities | 2022-09-07 | 2023-11-02 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2014-04-16 | 2015-04-02 | Rep | Dealing in securities | 2014-04-16 | 2015-04-02 |
| 3 | GT Asset & Portfolio Management Limited | Rep | Advising on securities | 2013-08-14 | 2014-03-29 | Rep | Asset management | 2013-08-14 | 2014-03-29 | Rep | Dealing in securities | 2013-08-14 | 2014-03-29 |
| 4 | HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2015-11-06 | 2018-12-04 | Rep | Asset management | 2015-11-06 | 2018-12-04 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-06-18 | 2015-07-11 |
| 6 | WELL KING ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-08-10 | 2022-03-04 | Rep | Asset management | 2021-08-10 | 2022-03-04 | RO | Advising on securities | 2022-03-04 | 2022-07-05 | RO | Asset management | 2022-03-04 | 2022-07-05 |
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