Deng, Yunyi 鄧云逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2021-01-12 | |
| 2 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-04-26 | 2019-05-01 | Rep | Asset management | 2017-04-26 | 2019-05-01 |
| 3 | Essence Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-08-16 | 2014-08-23 | Rep | Asset management | 2013-08-16 | 2014-08-23 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2015-06-05 | 2017-03-19 | Rep | Asset management | 2015-06-05 | 2017-03-19 | Rep | Advising on futures contracts | 2016-06-07 | 2017-03-19 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-06-05 | 2017-03-19 | Rep | Asset management | 2015-06-05 | 2017-03-19 | Rep | Advising on futures contracts | 2016-06-07 | 2017-03-19 |
| 6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2015-06-05 | 2017-03-19 | Rep | Asset management | 2015-06-05 | 2017-03-19 | Rep | Dealing in securities | 2015-06-05 | 2017-03-19 |
| 7 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2015-03-20 | 2015-04-26 | Rep | Asset management | 2015-03-20 | 2015-04-26 | Rep | Dealing in securities | 2015-03-20 | 2015-04-26 |
| 8 | Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2019-05-27 | 2019-07-09 | Rep | Asset management | 2019-05-27 | 2019-07-09 | RO | Advising on securities | 2019-07-09 | 2020-06-14 | RO | Asset management | 2019-07-09 | 2020-06-14 |
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