Lu, Jianan 陸佳男
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-06-27 | 2018-01-30 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-27 | 2021-10-22 | Rep | Dealing in securities | 2017-06-27 | 2021-10-22 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2013-09-10 | 2017-03-27 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2022-01-28 | Rep | Dealing in securities | 2022-01-28 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2022-01-28 | Rep | Dealing in securities | 2022-01-28 |
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