Kumar, Ashish (SFC:BCH673)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-05-10 | 2020-07-13 | Rep | Dealing in securities | 2016-05-10 | 2020-07-13 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-11-20 | 2014-01-03 | Rep | Advising on securities | 2013-11-20 | 2014-01-03 | Rep | Dealing in futures contracts | 2013-11-20 | 2014-01-03 | Rep | Dealing in securities | 2013-11-20 | 2014-01-03 | Rep | Advising on futures contracts | 2014-10-27 | 2014-11-07 | Rep | Advising on securities | 2014-10-27 | 2014-11-07 | Rep | Dealing in futures contracts | 2014-10-27 | 2014-11-07 | Rep | Dealing in securities | 2014-10-27 | 2014-11-07 | Rep | Advising on futures contracts | 2015-09-29 | 2015-10-30 | Rep | Advising on securities | 2015-09-29 | 2015-10-30 | Rep | Dealing in futures contracts | 2015-09-29 | 2015-10-30 | Rep | Dealing in securities | 2015-09-29 | 2015-10-30 |
| 3 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-11-03 | 2023-08-01 |
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